Greenbaum Law Group, LLP
840 Newport Center Dr.,
Suite 720
Newport Beach, CA 92660
Phone: 1-800-519-0562
Fax: 1-888-760-7210
Call for a FREE, no obligation, phone consultation. |
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Unsuitable Recommendations: your broker must make recommendations that are suitable for your particular circumstances...(more)
Churning: your broker can't trade your account excessively or recommend that you do...(more)
Unauthorized Trading: whether buying or selling, if you didn't authorize it, your broker can't do it...(more)
Failing to Trade: the reverse of unauthorized trading is refusing to trade when instructed. Usually this is forgetting to sell when told...(more)
Selling Away: a stock broker can't ask you to buy something the brokerage doesn't sell. Even if it's his brother-in-law, the broker can't recommend it...(more)
Fraud: the broker can't take your money and use it for something other than what you intended...(more)
Breach of Fiduciary Duty: the broker owes you a duty of loyalty, honesty and good faith. He can't tell you to buy when he is selling...(more)
Misrepresentation or Omission: the broker can't tell you something false or misleading or omit to tell you something you have a right to know...(more) |
Do you have a case for recovery?
How do you know if it is a good stock loss recovery case?
Who will be against you?
Will they fight against you?
Why do they fight so hard?
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